Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Charles Hayworth

    IRN DCH01102

    • CF4 Partner (AR) (since 20 Apr 2011)
  • David Charles White

    IRN DXW00434

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Dec 2022)
  • David Christopher Harmshaw

    IRN DXH00326

    • Appointed representative dealing with clients for which they require qualification (17 Aug 2020 to 7 Nov 2020)
  • David Christopher Livesey

    IRN DCL01026

    • CF1 Director (AR) (3 Jun 2021 to 16 Jan 2023)
  • David Christopher Wears

    IRN DXW00207

    • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 16 Dec 2021)
  • David Conor Lee

    IRN DXL00315

    • [FCA CF] Significant management (23 Jun 2022 to 8 Sep 2022)
  • David Curwen

    IRN DXC02464

    • CF1 Director (AR) (8 Oct 2015 to 6 Dec 2022)
  • David Duc Phi To

    IRN DXT00264

    • Appointed representative dealing with clients for which they require qualification (7 Jul 2023 to 24 Apr 2024)
  • David Dunn

    IRN DXD00078

    • CF1 Director (AR) (30 May 2017 to 10 Sep 2018)
  • David Fearn

    IRN DXF00137

    • Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 2 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.