Tees Valley Financial Services Ltd

This firm operates as an appointed representative of Mortgage Advice Bureau Limited and Mortgage Advice Bureau (Derby) Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Adam James Swalwell
IRN AXS00505
- (3)Employed By (since 9 Mar 2024)
Charles Nicholas Carver
IRN NXC01289
- (1)Employed By (since 28 Sep 2012)
- (2)Employed By (13 Jun 2006 to 2 Jul 2012)
James Gordon Carver
IRN JGC01099
- (2)Employed By (since 2 Oct 2012)
- (3)Employed By (13 Jun 2006 to 6 Sep 2010)
Kathryn Kennedy
IRN KXK01206
- (1)Employed By (8 Mar 2007 to 23 Sep 2008)
Kevin Jefferson
IRN KXJ01177
- (4)Employed By (29 Jul 2009 to 9 Mar 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.