Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Giles Nightingale
IRN GXN00040
- (1739)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1740)Appointed representative dealing with clients for which they require qualification (since 18 Dec 2019)
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Giles Wartnaby Warner
IRN GXW00237
- (1551)Appointed representative dealing with clients for which they require qualification (3 Nov 2021 to 2 Feb 2024)
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Gillian Hilary Clark
IRN GXC00186
- (2034)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
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Gillian Laura Harte
IRN GLH00020
- (609)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (610)Appointed representative dealing with clients for which they require qualification (since 7 Nov 2022)
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Gillian Linton
IRN GXL00097
- (2263)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2022)
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Gillian Margaret Stamp
IRN GXS00233
- (1949)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jan 2025)
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Gillian Spencer
IRN GSC01059
- (730)Appointed representative dealing with clients for which they require qualification (13 Dec 2021 to 8 Mar 2022)
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Giorgia Sabina Ley
IRN GXL00099
- (1497)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1498)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Giovanni Di-Gregorio
IRN GXD00045
- (717)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (718)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Giovanni Marcel Buckley
IRN GXB00271
- (1129)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1130)Appointed representative dealing with clients for which they require qualification (since 11 Apr 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Branch Limited
FRN 1001170 · Appointed 19 Aug 2023
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SOANE MONEY LTD
FRN 1001009 · Appointed 4 Aug 2023
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Right First Time Financial Services Ltd
FRN 815103 · Appointed 19 Jun 2023
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AAG Mortgage Brokerage Ltd
FRN 193688 · Appointed 19 Jun 2023
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Jack Gear Mortgage Advice Ltd
FRN 998234 · Appointed 19 Jun 2023
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Pam Brown Mortgages LLP
FRN 554829 · Appointed 26 May 2023
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Metro Finance Brokers Limited
FRN 989576 · Appointed 6 Jan 2023
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James Joseph Ltd
FRN 988720 · Appointed 13 Dec 2022
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Smart Moves Financial Services Limited
FRN 504421 · Appointed 17 Nov 2022
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Scout Financial Services Limited
FRN 914695 · Appointed 7 Oct 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2491)Responsible for Insurance Distribution
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controlled function added: (2490)Responsibility for MCD Intermediation
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controlled function added: (2489)SMF3 Executive Director
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controlled function added: (2488)SMF4 Chief Risk
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controlled function added: (2487)CF1 Director (AR)
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controlled function added: (2486)SMF11 Chair of the Audit Committee
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controlled function added: (2485)CF1 Director (AR)
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controlled function added: (2484)CF1 Director (AR)
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controlled function added: (2483)SMF3 Executive Director
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controlled function added: (2482)SMF24 Chief Operations