Gillian Spencer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global Advice Group Ltd (no longer approved here)
FRN 821203
- [FCA CF] Client dealing (23 May 2022 to 2 Feb 2024)
- [FCA CF] Functions requiring qualifications (23 May 2022 to 2 Feb 2024)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- Appointed representative dealing with clients for which they require qualification (13 Dec 2021 to 8 Mar 2022)
HL Partnership Limited (no longer approved here)
FRN 303397
- CF1 Director (AR) (29 May 2020 to 31 May 2021)
- Appointed representative dealing with clients for which they require qualification (29 Apr 2020 to 31 May 2021)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (13 Feb 2004 to 25 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.