Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Alexander Cameron Chorley
IRN JXC29099
- (553)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (554)Appointed representative dealing with clients for which they require qualification (since 26 Jan 2023)
- (1238)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2019)
- (1237)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2019)
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James Alexander Pirie
IRN JXP00286
- (2130)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2022)
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James Andrew Adamson
IRN JXA00267
- (1095)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1096)Appointed representative dealing with clients for which they require qualification (since 20 Oct 2022)
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James Andrew Hardy
IRN JXH00395
- (1899)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1900)Appointed representative dealing with clients for which they require qualification (since 16 Jun 2020)
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James Anthony Dickens
IRN JXD00885
- (916)Appointed representative dealing with clients for which they require qualification (20 Mar 2024 to 5 Feb 2025)
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James Ashley Bransden
IRN JXB00453
- (1903)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1904)Appointed representative dealing with clients for which they require qualification (since 11 Feb 2020)
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James Barfoot
IRN JXB00544
- (1179)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1180)Appointed representative dealing with clients for which they require qualification (since 25 Apr 2022)
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James Bradley Palmer
IRN JBP01036
- (788)CF1 Director (AR) (10 Aug 2009 to 6 Jun 2011)
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James Brian Charles Cook
IRN JBC01092
- (126)CF1 Director (AR) (7 Apr 2010 to 12 Mar 2015)
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James Brown
IRN JXB00526
- (1926)Appointed representative dealing with clients for which they require qualification (19 Apr 2022 to 8 Jan 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Wilkinson Partnership (no longer appointed)
FRN 590147 · Appointed 24 Oct 2012 · Until 7 Dec 2022
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Matthew's of Chester (Property Management) Ltd (no longer appointed)
FRN 590187 · Appointed 24 Oct 2012 · Until 12 Jul 2019
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The Mortgage Vault Limited (no longer appointed)
FRN 588264 · Appointed 17 Sep 2012 · Until 12 Dec 2016
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Browns Estate Agency Ltd (no longer appointed)
FRN 480717 · Appointed 17 Sep 2012 · Until 2 Nov 2023
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A & D Financial Services Limited (no longer appointed)
FRN 586853 · Appointed 23 Aug 2012 · Until 15 Dec 2015
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2491)Responsible for Insurance Distribution
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controlled function added: (2490)Responsibility for MCD Intermediation
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controlled function added: (2489)SMF3 Executive Director
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controlled function added: (2488)SMF4 Chief Risk
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controlled function added: (2487)CF1 Director (AR)
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controlled function added: (2486)SMF11 Chair of the Audit Committee
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controlled function added: (2485)CF1 Director (AR)
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controlled function added: (2484)CF1 Director (AR)
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controlled function added: (2483)SMF3 Executive Director
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controlled function added: (2482)SMF24 Chief Operations