Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Helena Marston
IRN HXM00283
- (303)CF1 Director (AR) (9 Sep 2022 to 5 Jun 2023)
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Helena-Jayne Shanks
IRN HXS00106
- (1989)Appointed representative dealing with clients for which they require qualification (31 Jul 2020 to 13 Oct 2023)
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Helene Marie Austin-Stock
IRN HMA01025
- (2155)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2156)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (2157)CF1 Director (AR) (since 8 Jan 2007)
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Hema Adavikolanu
IRN HXA00067
- (1882)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2020)
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Hema Gohil
IRN HXG00105
- (1508)Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 13 May 2022)
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Hema Gohil
IRN HXG00051
- (2285)Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 13 May 2022)
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Hema Patel
IRN HXP00101
- (1722)Appointed representative dealing with clients for which they require qualification (4 Nov 2022 to 17 Apr 2026)
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Hemal Naresh Vyas
IRN HXV29096
- (555)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (556)Appointed representative dealing with clients for which they require qualification (since 28 Mar 2022)
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Henny Berglind Lessey
IRN HXL00051
- (2115)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2024)
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Henry Eric Boyce
IRN HEB00008
- (328)CF1 Director (AR) (12 May 2015 to 28 Sep 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Caley Mortgage Services Ltd (no longer appointed)
FRN 414483 · Appointed 8 Jan 2007 · Until 22 Feb 2008
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Peter Heron Estate Agents (no longer appointed)
FRN 439127 · Appointed 8 Jan 2007 · Until 7 Oct 2015
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Peter James Financial Services Ltd (no longer appointed)
FRN 413477 · Appointed 8 Jan 2007 · Until 20 Mar 2010
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Mortgage Funding (Hampshire) Ltd (no longer appointed)
FRN 412006 · Appointed 8 Jan 2007 · Until 28 Feb 2014
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MAB Network
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trading name added: M D Private Clients
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trading name added: landlordfunding.co.uk
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trading name added: Landlord Funding
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trading name added: kingswood Law
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trading name added: Kings Owen Independent Mortgage Advisors
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trading name added: Northwood UK.com
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trading name added: Northwood Financial Services Chester
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trading name added: Northwood Financial Services
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trading name added: Mortgage Talk