Helene Marie Austin-Stock

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Jan 2007)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 13 Nov 2009)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (27 Jul 2006 to 8 Jan 2007)
- CF4 Partner (AR) (3 Nov 2004 to 29 Aug 2006)
Stratfords Mortgage Services (no longer approved here)
FRN 413255
- Employed By (3 Nov 2004 to 14 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.