Mortgage Advice Bureau (Derby) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Retail (Non-Investment Insurance)
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

James Crocker
IRN JXC03466
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 31 Oct 2025)
James Edward Bode
IRN JXB03833
- Appointed representative dealing with clients for which they require qualification (22 Jul 2024 to 7 Nov 2024)
James Edward Daniel Wicks
IRN JXW01063
- Appointed representative dealing with clients for which they require qualification (4 Apr 2024 to 4 Sep 2025)
James Gordon Carver
IRN JGC01099
- CF1 Director (AR) (since 2 Oct 2012)
James Ireland
IRN JXI00003
- CF1 Director (AR) (19 Nov 2020 to 17 Aug 2023)
James King
IRN JXK00106
- CF1 Director (AR) (since 29 Jan 2025)
James McGregor
IRN JXM03565
- CF1 Director (AR) (7 Feb 2017 to 6 Sep 2019)
James Michael Dawson
IRN JMD01259
- CF4 Partner (AR) (since 11 Mar 2011)
James Nathan Baldry
IRN JXB03979
- CF1 Director (AR) (since 17 Mar 2025)
James Norman May
IRN JNM00027
- CF1 Director (AR) (10 Mar 2010 to 16 Jan 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.