Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDE24 8QRUNITED KINGDOM- Phone
- +4401332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Brian King
IRN SBK00009
- (1830)CF1 Director (AR) (since 28 May 2009)
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Stephen Carl Hoilett
IRN SXH00730
- (1562)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1563)Appointed representative dealing with clients for which they require qualification (since 2 Oct 2025)
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Stephen Charles Addison Smith
IRN SCS01133
- (260)Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 24 May 2023)
- (258)SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Nov 2022)
- (259)CF2 Non Executive Director (1 Mar 2018 to 8 Dec 2019)
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Stephen Haydn Jones
IRN SHJ01011
- (132)CF1 Director (AR) (since 29 Dec 2015)
- (107)CF4 Partner (AR) (31 Aug 2012 to 18 Sep 2018)
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Stephen Henry Goodfellow
IRN SHG00009
- (60)CF1 Director (AR) (1 Jun 2009 to 3 Jun 2010)
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Stephen Ian Harrison
IRN SXH00394
- (745)CF1 Director (AR) (31 Jan 2022 to 16 May 2025)
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Stephen James Kay-Jones
IRN SJK01138
- (2008)21. Advising or arranging (bringing about) equity release transactions
- (2009)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (2010)Appointed representative dealing with clients for which they require qualification (since 29 Apr 2024)
- (2011)CF1 Director (AR) (since 8 Dec 2022)
- (791)[FCA CF] Functions requiring qualifications (29 Apr 2024 to 30 Apr 2024)
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Stephen John Arnold
IRN SXA00169
- (419)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (420)Appointed representative dealing with clients for which they require qualification (since 22 Jul 2024)
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Stephen Karl Allen
IRN SKA00004
- (29)CF1 Director (AR) (since 6 May 2015)
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Stephen Kenyon
IRN SXK00060
- (325)Appointed representative dealing with clients for which they require qualification (6 May 2025 to 7 Jul 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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IMAC NE Ltd
FRN 779311 · Appointed 23 May 2017
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CASHIN GREEN FINANCIAL SERVICES LTD
FRN 777741 · Appointed 4 May 2017
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Wagner Gibbs & Associates Ltd
FRN 772018 · Appointed 22 Feb 2017
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Kingsgate Partners Ltd
FRN 762749 · Appointed 1 Nov 2016
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Mortgage & Protect Ltd
FRN 753699 · Appointed 27 Jul 2016
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Mortgage Hub Group Ltd
FRN 749481 · Appointed 17 Jun 2016
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BPR Protect Limited
FRN 749479 · Appointed 9 Jun 2016
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The Mortgage Experts Limited
FRN 748910 · Appointed 7 Jun 2016
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Mortgage Hypermarket Limited
FRN 431414 · Appointed 24 May 2016
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Mortgage and Protection Solutions East Ltd
FRN 631750 · Appointed 5 May 2016
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2089)SMF14 Senior Independent Director
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controlled function added: (2088)SMF2 Chief Finance
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controlled function added: (2087)SMF3 Executive Director
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controlled function added: (2086)CF1 Director (AR)
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controlled function added: (2085)CF1 Director (AR)
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controlled function added: (2084)SMF3 Executive Director
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controlled function added: (2083)SMF24 Chief Operations
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controlled function added: (2082)CF1 Director (AR)
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controlled function added: (2081)CF1 Director (AR)
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controlled function added: (2080)CF1 Director (AR)