Mortgage Advice Bureau (Derby) Limited

Date authorised
1 April 2013
Companies House
06003803
Last scraped
11 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Derby
    DE24 8QR
    UNITED KINGDOM
    Phone
    +4401332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Derby
    DE24 8QR
    UNITED KINGDOM
    Phone
    +4401332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Brian King

    IRN SBK00009

    • (1830)CF1 Director (AR) (since 28 May 2009)
  • Stephen Carl Hoilett

    IRN SXH00730

    • (1562)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (1563)Appointed representative dealing with clients for which they require qualification (since 2 Oct 2025)
  • Stephen Charles Addison Smith

    IRN SCS01133

    • (260)Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 24 May 2023)
    • (258)SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Nov 2022)
    • (259)CF2 Non Executive Director (1 Mar 2018 to 8 Dec 2019)
  • Stephen Haydn Jones

    IRN SHJ01011

    • (132)CF1 Director (AR) (since 29 Dec 2015)
    • (107)CF4 Partner (AR) (31 Aug 2012 to 18 Sep 2018)
  • Stephen Henry Goodfellow

    IRN SHG00009

    • (60)CF1 Director (AR) (1 Jun 2009 to 3 Jun 2010)
  • Stephen Ian Harrison

    IRN SXH00394

    • (745)CF1 Director (AR) (31 Jan 2022 to 16 May 2025)
  • Stephen James Kay-Jones

    IRN SJK01138

    • (2008)21. Advising or arranging (bringing about) equity release transactions
    • (2009)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2010)Appointed representative dealing with clients for which they require qualification (since 29 Apr 2024)
    • (2011)CF1 Director (AR) (since 8 Dec 2022)
    • (791)[FCA CF] Functions requiring qualifications (29 Apr 2024 to 30 Apr 2024)
  • Stephen John Arnold

    IRN SXA00169

    • (419)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (420)Appointed representative dealing with clients for which they require qualification (since 22 Jul 2024)
  • Stephen Karl Allen

    IRN SKA00004

    • (29)CF1 Director (AR) (since 6 May 2015)
  • Stephen Kenyon

    IRN SXK00060

    • (325)Appointed representative dealing with clients for which they require qualification (6 May 2025 to 7 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2089)SMF14 Senior Independent Director

  2. controlled function added: (2088)SMF2 Chief Finance

  3. controlled function added: (2087)SMF3 Executive Director

  4. controlled function added: (2086)CF1 Director (AR)

  5. controlled function added: (2085)CF1 Director (AR)

  6. controlled function added: (2084)SMF3 Executive Director

  7. controlled function added: (2083)SMF24 Chief Operations

  8. controlled function added: (2082)CF1 Director (AR)

  9. controlled function added: (2081)CF1 Director (AR)

  10. controlled function added: (2080)CF1 Director (AR)