Stephen Brian King

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 13 Feb 2019)
  • CF30 Customer (since 13 Feb 2019)
• SBK Wealth Ltd

  FRN 830815

  • (2)Employed By (since 13 Feb 2019)
• Mortgage Advice Bureau (Derby) Limited

  FRN 466154

  • CF1 Director (AR) (since 28 May 2009)
• Mortgage Advice Bureau Limited

  FRN 455545

  • CF1 Director (AR) (since 8 Jan 2007)
• Kings Mortgages Limited

  FRN 413800

  • (1)Employed By (since 5 Nov 2004)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (30 Apr 2018 to 26 Apr 2019)
• MABWM Ltd (no longer approved here)

  FRN 806378

  • Employed By (30 Apr 2018 to 26 Apr 2019)
• Legal & General Partnership Services Limited (no longer approved here)

  FRN 300792

  • CF1 Director (AR) (5 Nov 2004 to 8 Jan 2007)
• BA (GI) Limited (no longer approved here)

  FRN 117647

  • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

No changes recorded yet.