Morgan Stanley Investment Management (ACD) Limited

Date authorised
1 April 2013
Companies House
04250833
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +442074258000
    Web
    https://www.morganstanley.com

  • Complaints Contact

    Complaints Morgan Stanley
    25 Cabot Square
    LONDON
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kim Maree Lazaroo

    IRN KXL09326

    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Significant management (since 7 Mar 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 21 Mar 2023)
    • [FCA CF] Significant management (7 Mar 2020 to 21 Mar 2023)
    • CF29 Significant management (20 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (20 Feb 2019 to 8 Dec 2019)
  • Lee Guy

    IRN LXG01052

    • [FCA CF] Significant management (7 Mar 2020 to 6 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 May 2020)
    • CF28 Systems and controls (17 May 2019 to 8 Dec 2019)
  • Leigh Bainbridge

    IRN LXB88890

    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
  • Lie Ping Chan

    IRN LXC89048

    • [FCA CF] Manager of certification employee (7 Mar 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (7 Mar 2020 to 31 Mar 2021)
  • Lourdes Linden Martinez

    IRN LXM01184

    • CF15 Internal Audit (12 Feb 2004 to 10 Jun 2005)
  • Marie Clarinda Casey

    IRN MCC01119

    • CF28 Systems and controls (1 Nov 2007 to 6 Jul 2011)
    • CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
  • Mark Peter Wharton

    IRN MXW88918

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
  • Markus Maier

    IRN MXM04191

    • CF28 Systems and controls (12 Apr 2017 to 8 Dec 2019)
  • Matthew Bardsley

    IRN MXB00188

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2021)
    • [FCA CF] Material risk taker (2 Nov 2020 to 14 Feb 2021)
    • [FCA CF] Manager of certification employee (2 Nov 2020 to 14 Feb 2021)
  • Merav Pepere

    IRN MXP00401

    • [FCA CF] Manager of certification employee (9 Aug 2021 to 2 Mar 2023)
    • [FCA CF] Significant management (9 Aug 2021 to 2 Mar 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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