Kim Maree Lazaroo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • SMF24 Chief Operations (7 Aug 2023 to 1 Apr 2026)
    • SMF3 Executive Director (24 Jan 2023 to 3 Apr 2026)
    • SMF2 Chief Finance (22 Feb 2019 to 24 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Feb 2019)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • SMF24 Chief Operations (7 Aug 2023 to 1 Apr 2026)
    • SMF3 Executive Director (24 Jan 2023 to 3 Apr 2026)
    • SMF2 Chief Finance (22 Feb 2019 to 24 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Feb 2019)
  • Morgan Stanley Investment Management (ACD) Limited

    FRN 230885

    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Significant management (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 21 Mar 2023)
    • [FCA CF] Significant management (7 Mar 2020 to 21 Mar 2023)
    • CF28 Systems and controls (20 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (20 Feb 2019 to 8 Dec 2019)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • SMF24 Chief Operations (9 Jun 2023 to 1 Apr 2026)
    • SMF2 Chief Finance (9 Dec 2019 to 6 Oct 2022)
    • CF29 Significant management (20 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (20 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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