Morgan Stanley Bank International Limited

Date authorised
1 April 2013
Companies House
03722571
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000
    Web
    https://www.morganstanley.com

  • Complaints Contact

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Retail (Investment), Professional

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Emissions Allowance, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander MacGillivray

    IRN JAM01153

    • (387)[FCA CF] Client dealing (7 Sep 2016 to 29 Jul 2019)
    • (388)[FCA CF] Manager of certification employee (7 Sep 2016 to 29 Jul 2019)
  • James Alexander Wills

    IRN JXW01193

    • (1319)[FCA CF] Client dealing (since 15 Jan 2025)
  • James Andrew Auckland

    IRN JXA88760

    • (3920)[FCA CF] Client dealing (16 Oct 2019 to 13 Mar 2025)
    • (3921)[FCA CF] Manager of certification employee (16 Oct 2019 to 13 Mar 2025)
  • James Andrew Talbot

    IRN JXT00072

    • (1981)[FCA CF] Significant management (since 7 Mar 2024)
    • (1979)[FCA CF] Material risk taker (since 18 Oct 2021)
    • (1980)[FCA CF] Manager of certification employee (since 19 Oct 2020)
    • (1978)[FCA CF] Client dealing (since 19 Oct 2020)
  • James Anthony Dawson

    IRN JAD01144

    • (1484)[FCA CF] Manager of certification employee (7 Sep 2016 to 7 Aug 2021)
    • (1483)[FCA CF] Client dealing (7 Sep 2016 to 7 Aug 2021)
  • James Anthony Kemp

    IRN JXK00066

    • (2238)[FCA CF] Client dealing (2 Nov 2020 to 15 May 2022)
    • (2239)[FCA CF] Manager of certification employee (2 Nov 2020 to 15 May 2022)
  • James Antonov Fox

    IRN JXF00556

    • (1683)[FCA CF] Material risk taker (1 Nov 2023 to 31 Jul 2024)
    • (1684)[FCA CF] Manager of certification employee (1 Nov 2023 to 31 Jul 2024)
  • James Bailey

    IRN JXB37933

    • (4)[FCA CF] Manager of certification employee (since 25 Sep 2025)
    • (3)[FCA CF] Client dealing (since 25 Sep 2025)
    • (3684)[FCA CF] Material risk taker (25 Sep 2025 to 6 Mar 2026)
  • James Bastock

    IRN JPB01231

    • (657)[FCA CF] Significant management (since 7 Apr 2025)
    • (656)[FCA CF] Manager of certification employee (since 2 Sep 2024)
    • (655)[FCA CF] Client dealing (since 2 Sep 2024)
    • (889)[FCA CF] Material risk taker (2 Sep 2024 to 6 Mar 2026)
  • James Bernesi

    IRN JGB01111

    • (1146)[FCA CF] Material risk taker (1 Jan 2017 to 12 Apr 2021)
    • (1144)[FCA CF] Algorithmic trading (7 Sep 2016 to 12 Apr 2021)
    • (1145)[FCA CF] Client dealing (7 Sep 2016 to 12 Apr 2021)
    • (1147)[FCA CF] Manager of certification employee (7 Sep 2016 to 12 Apr 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2504)[FCA CF] Manager of certification employee

  2. controlled function added: (2503)[FCA CF] Material risk taker

  3. controlled function added: (2502)SMF2 Chief Finance

  4. controlled function added: (2501)SMF3 Executive Director

  5. controlled function added: (2500)[FCA CF] Manager of certification employee

  6. controlled function added: (2499)[FCA CF] Material risk taker

  7. controlled function added: (2498)SMF3 Executive Director

  8. controlled function added: (2497)[FCA CF] Manager of certification employee

  9. controlled function added: (2496)[FCA CF] Material risk taker

  10. controlled function added: (2495)Director of firm who is not a certification employee or a SMF manager

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