James Alexander MacGillivray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 29 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 29 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Jul 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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