Morgan Stanley Bank International Limited

Date authorised
1 April 2013
Companies House
03722571
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000
    Web
    https://www.morganstanley.com

  • Complaints Contact

    25 Cabot Square
    London
    E14 4QA
    UNITED KINGDOM
    Phone
    +4402074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Eligible Counterparty, Retail (Investment), Professional

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Commercial, Emissions Allowance, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Binary bets
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Brown

    IRN JXB02935

    • (469)CF28 Systems and controls (6 Jun 2014 to 2 Jun 2015)
  • James Charles Montgomerie

    IRN JXM04231

    • (1280)[FCA CF] Manager of certification employee (since 7 Mar 2025)
    • (1281)[FCA CF] Significant management (since 7 Mar 2025)
  • James Christopher Daly

    IRN JXD00951

    • (1623)[FCA CF] Client dealing (15 Oct 2024 to 23 Mar 2026)
  • James David Campbell

    IRN JXC89790

    • (2075)[FCA CF] Material risk taker (since 7 Mar 2023)
    • (2076)[FCA CF] Manager of certification employee (since 21 Dec 2016)
    • (2074)[FCA CF] Client dealing (since 21 Dec 2016)
  • James Edward Alexander Mansell

    IRN JEM01263

    • (3305)[FCA CF] Manager of certification employee (7 Mar 2018 to 4 Sep 2021)
    • (3304)[FCA CF] Client dealing (7 Sep 2016 to 4 Sep 2021)
  • James Edward Beeston

    IRN JXB88952

    • (3775)[FCA CF] Material risk taker (5 Sep 2019 to 31 Jan 2023)
    • (3774)[FCA CF] Client dealing (6 Jun 2019 to 31 Jan 2023)
    • (3776)[FCA CF] Manager of certification employee (6 Jun 2019 to 31 Jan 2023)
  • James Egerton Cartwright

    IRN JEC01100

    • (1521)[FCA CF] Manager of certification employee (7 Sep 2016 to 14 Oct 2019)
    • (1520)[FCA CF] Client dealing (7 Sep 2016 to 14 Oct 2019)
  • James Francis Donnelly

    IRN JXD88961

    • (2223)[FCA CF] Material risk taker (since 19 Sep 2018)
    • (2224)[FCA CF] Manager of certification employee (since 19 Sep 2018)
  • James Goodchild

    IRN JXG89767

    • (2490)[FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
    • (2488)[FCA CF] Algorithmic trading (7 Sep 2016 to 8 Jul 2023)
    • (2489)[FCA CF] Material risk taker (7 Mar 2016 to 8 Jul 2023)
  • James Gordon Manson-Bahr

    IRN JGM01104

    • (1158)[FCA CF] Client dealing (1 Apr 2021 to 18 Sep 2025)
    • (1160)[FCA CF] Manager of certification employee (1 Apr 2021 to 18 Sep 2025)
    • (1159)[FCA CF] Material risk taker (7 Mar 2016 to 5 Jan 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2514)[FCA CF] Material risk taker

  2. controlled function added: (2513)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (2512)[FCA CF] Significant management

  4. controlled function added: (2511)[FCA CF] Manager of certification employee

  5. controlled function added: (2510)SMF18 Other Overall Responsibility

  6. controlled function added: (2509)[FCA CF] Manager of certification employee

  7. controlled function added: (2508)[FCA CF] Material risk taker

  8. controlled function added: (2507)[FCA CF] Client dealing

  9. controlled function added: (2506)SMF18 Other Overall Responsibility

  10. controlled function added: (2505)SMF5 Head of Internal Audit

Show more