Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 13 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 13 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2025)
    • [FCA CF] Manager of certification employee (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 13 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (1 Apr 2021 to 18 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 18 Sep 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Jan 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 5 Jan 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 5 Jan 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF21 Investment Adviser (16 May 2005 to 20 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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