MONZO BANK LIMITED

• Principal Place of Business

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

  Web

  https://monzo.com

• Complaints Contact

  Broadwalk House

  5 Appold Street

  London

  EC2A 2AG

  UNITED KINGDOM

  Phone

  +448000884040

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

• Authorised to Operate

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Credit Score Services

• Aravinth Thiyagarajah

  IRN AXT00684

  • [FCA CF] Material risk taker (since 21 Jun 2024)
• Ashley Ross Hart

  IRN AXH78145

  • [FCA CF] Material risk taker (11 Aug 2022 to 25 Apr 2024)
• Benjamin Molyneaux

  IRN BXM00090

  • [FCA CF] Material risk taker (8 Jun 2020 to 16 Nov 2021)
• Carley Eaton

  IRN CXE91386

  • SMF5 Head of Internal Audit (30 Nov 2020 to 18 Jun 2021)
  • [FCA CF] Material risk taker (20 Jan 2020 to 18 Jun 2021)
• Caroline Viles

  IRN CXV00009

  • [FCA CF] Material risk taker (1 Aug 2018 to 10 May 2020)
• Catherine Frances Moyer

  IRN CXM00882

  • SMF16 Compliance Oversight (since 22 Jan 2026)
  • [FCA CF] Material risk taker (since 15 May 2023)
• Chris Beckett

  IRN CXB00679

  • [FCA CF] Material risk taker (2 Aug 2022 to 10 May 2024)
• Christopher Evans

  IRN CXE00036

  • [FCA CF] Material risk taker (3 Sep 2019 to 27 Aug 2021)
• Conor Walsh

  IRN CXW00610

  • [FCA CF] Material risk taker (since 2 Nov 2023)
• Dan Collier

  IRN DXC00622

  • [FCA CF] Material risk taker (25 Nov 2022 to 1 May 2024)

No changes recorded yet.