Date authorised
1 April 2013
Companies House
OC319972
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +442073369959
  • Complaints Contact

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +442073369959

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Dam-Rasmussen

    IRN CXD01406

    • CF4 Partner (29 Mar 2011 to 18 Sep 2012)
    • CF30 Customer (2 Feb 2010 to 18 Sep 2012)
  • Christine Wetherall

    IRN CXW00293

    • [FCA CF] Significant management (12 May 2023 to 27 Jun 2025)
  • Christoph Leitner-Dietmaier

    IRN LXC01400

    • [FCA CF] Material risk taker (since 19 Dec 2025)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Mar 2018 to 8 Dec 2019)
  • Christopher Jason Gatenby

    IRN CJG01067

    • SMF9 Chair of the Governing Body (since 9 Feb 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2023)
    • CF3 Chief Executive (13 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • Christopher Mary Masterson

    IRN CMM01094

    • SMF9 Chair of the Governing Body (1 Feb 2020 to 1 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
    • CF4 Partner (2 Apr 2007 to 8 Jan 2018)
  • Christopher Michael Frederick Berry

    IRN CXB60538

    • [FCA CF] Client dealing (since 19 Aug 2025)
  • Claudia Paniker Rumeu

    IRN PRM01114

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • Daniel Bjorn Robert Moldenhauer

    IRN DRM01095

    • CF30 Customer (14 Dec 2011 to 7 Jul 2012)
    • CF4 Partner (14 Dec 2011 to 7 Jul 2012)
  • Daniel Fischer

    IRN DXF01488

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Oct 2015 to 8 Dec 2019)
  • Daniel John Morgan

    IRN DJM01320

    • [FCA CF] Material risk taker (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2017 to 9 Dec 2019)
    • CF30 Customer (7 Oct 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.