Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William John Assheton Clegg

  IRN WJC01094

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
• Wun Chi Ng

  IRN WXN00033

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Xinyue Li

  IRN XXL00021

  • [FCA CF] Client dealing (4 Mar 2025 to 24 Oct 2025)
• Xinzhuo Zheng

  IRN XXZ00034

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Xue Xian Lee

  IRN XXL00036

  • [FCA CF] Client dealing (since 7 Feb 2024)
• Yannick Tameze Sonna

  IRN YXT01125

  • CF30 Customer (3 Jun 2015 to 14 Apr 2016)
• Yassine Boussif

  IRN YXB00074

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Yu Hin Chan

  IRN YXC00101

  • [FCA CF] Client dealing (4 Mar 2025 to 3 Nov 2025)
• Yuji Takeuchi

  IRN YXT01106

  • CF30 Customer (11 Jul 2012 to 28 Feb 2013)
• Yuki Tanahashi

  IRN YXT01162

  • CF30 Customer (3 Nov 2016 to 30 May 2018)

No changes recorded yet.