Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philipp Paul Sohns

  IRN PXS00639

  • [FCA CF] Client dealing (8 Mar 2023 to 9 Aug 2024)
• Philippe Gallone

  IRN PEG01038

  • [FCA CF] Client dealing (1 Jun 2020 to 18 Jun 2024)
• Philippe Georges Mourani

  IRN PXM00665

  • [FCA CF] Client dealing (7 Feb 2024 to 26 Apr 2024)
• Pierre Yves Deludet

  IRN PYD01001

  • CF30 Customer (17 Nov 2016 to 19 Sep 2018)
• Plamena Ganeva

  IRN PXG01685

  • CF30 Customer (24 Mar 2014 to 3 Aug 2015)
• Pol Salvat

  IRN PXS00641

  • [FCA CF] Client dealing (8 Mar 2023 to 31 Mar 2023)
• Priya Bharatkumar Kotecha

  IRN PXK00309

  • [FCA CF] Client dealing (8 Mar 2023 to 7 Mar 2024)
• Pronnoy Das

  IRN PXD00406

  • [FCA CF] Client dealing (since 10 Sep 2024)
• Quentin De Beurme

  IRN QXD00024

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Ram Kumar Krishnan

  IRN RKK01026

  • CF30 Customer (3 Apr 2012 to 15 May 2015)

No changes recorded yet.