Philippe Gallone

• Goldman Sachs International Bank

  FRN 124659

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
• Goldman Sachs International

  FRN 142888

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Moelis & Company UK LLP (no longer approved here)

  FRN 516801

  • [FCA CF] Client dealing (1 Jun 2020 to 18 Jun 2024)
• Morgan Stanley & Co. International Plc (no longer approved here)

  FRN 165935

  • [FCA CF] Client dealing (7 Sep 2016 to 31 May 2020)
  • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 May 2020)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2020)
  • CF30 Customer (20 Feb 2013 to 6 Mar 2016)
• Morgan Stanley Bank International Limited (no longer approved here)

  FRN 195430

  • [FCA CF] Client dealing (7 Sep 2016 to 31 May 2020)
  • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 May 2020)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2020)
• CREDIT SUISSE INTERNATIONAL (no longer approved here)

  FRN 146702

  • CF22 Investment Adviser (Trainee) (13 Oct 2005 to 7 Feb 2007)

No changes recorded yet.