Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jose Luis Garcia

  IRN JLG01102

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
  • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
• Joshua Roland Amador Tucker

  IRN JRT01113

  • CF30 Customer (8 Oct 2010 to 18 Mar 2011)
• Judy Shing

  IRN JXS01122

  • [FCA CF] Client dealing (since 14 Oct 2022)
• Jules Jean Pierre Frank

  IRN JXF00671

  • [FCA CF] Client dealing (4 Mar 2025 to 7 Nov 2025)
• Julian Schmidt

  IRN JAS01446

  • CF30 Customer (8 Oct 2010 to 21 Apr 2011)
• Julien Albert Benjamin Oussadon

  IRN JXO01221

  • [FCA CF] Client dealing (since 24 Jun 2025)
• Julien Sassine

  IRN JXS03910

  • [FCA CF] Client dealing (7 Feb 2024 to 2 Aug 2024)
• Kasim Kutay

  IRN KXK01058

  • CF30 Customer (8 Oct 2010 to 1 Aug 2016)
  • CF4 Partner (8 Oct 2010 to 1 Aug 2016)
• Katarina Simic

  IRN KXS00818

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Kazuya Oshimoto

  IRN KXO01213

  • CF30 Customer (24 Jan 2014 to 5 Aug 2014)

No changes recorded yet.