Julian Schmidt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 5 Feb 2025)
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 5 Feb 2025)
- [FCA CF] Client dealing (7 Sep 2016 to 4 Oct 2021)
Moelis & Company UK LLP (no longer approved here)
FRN 516801
- CF30 Customer (8 Oct 2010 to 21 Apr 2011)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (11 Mar 2010 to 8 Oct 2010)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (24 Nov 2009 to 30 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.