Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick Grimwade

  IRN FXG00018

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2020)
• Frederick Leech

  IRN FXL00035

  • [FCA CF] Client dealing (9 Dec 2020 to 12 Jul 2021)
• Frederick Peter MacNab Crawford

  IRN FPC01012

  • CF30 Customer (1 Mar 2011 to 15 Mar 2013)
• Freya Wagner

  IRN FXW10458

  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Gabriele Lucano

  IRN GXL01340

  • CF30 Customer (8 Oct 2010 to 4 May 2012)
• Geoffrey Neil Austin

  IRN GNA01007

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (16 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (16 Nov 2010 to 8 Dec 2019)
• George William Stenhouse Martin

  IRN GXM00631

  • [FCA CF] Client dealing (7 Feb 2024 to 3 Apr 2025)
• Georgina Louise McCooke

  IRN GXM00251

  • [FCA CF] Client dealing (8 Mar 2023 to 11 Apr 2024)
• Gergely Szasz

  IRN GXS00496

  • [FCA CF] Client dealing (since 18 May 2023)
• Ghita Benelkhadir

  IRN GXB08663

  • [FCA CF] Client dealing (6 Jul 2022 to 13 Feb 2023)

No changes recorded yet.