MMC Securities Limited

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• Complaints Contact

  1 Tower Place West

  Tower Place

  City of London

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Stewart Isbell

  IRN RSI00004

  • CF21 Investment Adviser (3 Jan 2003 to 20 May 2003)
• Ross Paul Milburn

  IRN RPM01046

  • CF30 Customer (17 Jun 2013 to 3 Jul 2017)
• Roy Ian White

  IRN IRW01050

  • SMF9 Chair of the Governing Body (since 7 Jan 2026)
  • CF1 Director (13 May 2013 to 18 Mar 2015)
• Sally Ann Hibberd

  IRN SAH01117

  • CF1 Director (9 May 2007 to 25 Sep 2007)
• Shiv Kumar

  IRN SXK01045

  • SMF3 Executive Director (since 29 Jan 2026)
• Simon Christopher Welton

  IRN SCW01111

  • CF30 Customer (2 Jan 2008 to 3 Jan 2012)
• Sreejith Nair

  IRN SXN00490

  • [FCA CF] Significant management (since 7 Apr 2026)
• Stef Roosenbeek

  IRN SXR01221

  • CF21 Investment Adviser (1 Dec 2001 to 8 May 2003)
• Stephen John Forrest

  IRN SJF01204

  • CF30 Customer (18 Feb 2008 to 3 Jan 2012)
• Theresa Elizabeth Coak

  IRN TEC01020

  • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2005)

No changes recorded yet.