MMC Securities Limited

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• Complaints Contact

  1 Tower Place West

  Tower Place

  City of London

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter John Box

  IRN PJB01468

  • CF2 Non Executive Director (15 Jul 2013 to 31 Dec 2018)
• Peter John Drain

  IRN PJD01226

  • CF28 Systems and controls (1 Nov 2007 to 15 Apr 2008)
  • CF13 Finance (12 Oct 2007 to 31 Oct 2007)
• Peter Richard Sheridan

  IRN PRS01174

  • CF30 Customer (3 Jan 2008 to 21 Apr 2008)
• Peter Robert Thomas Clarke

  IRN PRC01135

  • CF30 Customer (11 Oct 2010 to 30 Jun 2014)
• Phillip Charles Martin

  IRN PCM01053

  • CF13 Finance (6 Dec 2005 to 29 Jun 2007)
  • CF8 Apportionment and Oversight (17 Jun 2005 to 29 Jun 2007)
  • CF1 Director (1 Dec 2001 to 29 Jun 2007)
• Quentin Olivier Perrot

  IRN QOP01000

  • SMF3 Executive Director (since 19 May 2022)
• Rachel Mary Delhaise

  IRN RMP01059

  • CF30 Customer (1 Nov 2007 to 28 Jun 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard Piers Edmund Whitaker

  IRN RPW01077

  • CF1 Director (8 Aug 2007 to 21 Jan 2009)
• Richard de Cintra

  IRN RXD00100

  • [FCA CF] Significant management (since 9 Dec 2019)
• Robert James Martin

  IRN RJM01248

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

No changes recorded yet.