MMC Securities Limited

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• Complaints Contact

  1 Tower Place West

  Tower Place

  City of London

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joachim Kurt Wilhelm Liese

  IRN JKL01011

  • CF1 Director (3 Dec 2008 to 10 Jan 2012)
  • CF30 Customer (3 Dec 2008 to 10 Jan 2012)
• John Edward Rowlands

  IRN JER01109

  • CF30 Customer (28 Jan 2013 to 5 Mar 2018)
• John Philip Lobek

  IRN JPL01097

  • CF30 Customer (18 Feb 2008 to 31 Dec 2009)
• John Vincent Romeo

  IRN JVR01019

  • CF1 Director (5 Sep 2012 to 25 Aug 2016)
  • CF30 Customer (8 Dec 2008 to 25 Aug 2016)
• Jonathan Geoffrey de Jager

  IRN JGD01078

  • CF30 Customer (12 Nov 2007 to 21 Apr 2008)
• Jonathan Lionel Spry

  IRN JXS01618

  • CF30 Customer (1 Nov 2007 to 9 Jun 2010)
  • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
• Kevin Stephen Timmons

  IRN KST01009

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
  • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • CF1 Director (5 Jun 2019 to 8 Dec 2019)
• Laurent James Dignat

  IRN LJD01048

  • CF30 Customer (20 Nov 2007 to 11 Aug 2008)
  • CF1 Director (24 Aug 2007 to 11 Aug 2008)
• Mark Grant Gibson

  IRN MGG01022

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
• Mark Happe

  IRN MXH02079

  • CF1 Director (11 Mar 2009 to 23 Nov 2016)

No changes recorded yet.