Joachim Kurt Wilhelm Liese

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MMC Securities Limited (no longer approved here)

    FRN 171459

    • CF1 Director (3 Dec 2008 to 10 Jan 2012)
    • CF30 Customer (3 Dec 2008 to 10 Jan 2012)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF1 Director (22 Feb 2007 to 11 Jul 2007)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.