MMC Securities Limited

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• Complaints Contact

  1 Tower Place West

  Tower Place

  City of London

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ernest Montague Asaff

  IRN EMA01010

  • CF2 Non Executive Director (1 Dec 2001 to 17 Jan 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
• Frank Achtert

  IRN FXA01153

  • CF30 Customer (24 Jan 2008 to 2 Oct 2014)
• Frederic Morlaye

  IRN FRM01020

  • CF30 Customer (7 Dec 2007 to 23 Apr 2008)
• Henry William Cooke

  IRN HWC01007

  • CF8 Apportionment and Oversight (11 Feb 2002 to 31 Jan 2003)
  • CF1 Director (11 Feb 2002 to 31 Jan 2003)
  • CF21 Investment Adviser (11 Feb 2002 to 31 Jan 2003)
• Ian George Morrice

  IRN IGM01045

  • CF30 Customer (18 Feb 2008 to 31 Dec 2009)
• Jan Claussen

  IRN JXC02435

  • CF30 Customer (9 May 2011 to 29 Jan 2013)
• Jane Alexander Drummond

  IRN JAD01169

  • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2005)
• Jane Victoria Barker

  IRN JVB01012

  • CF2 Non Executive Director (9 Feb 2012 to 3 Sep 2013)
• Jillian Anne Williams

  IRN JAW01283

  • CF30 Customer (18 Feb 2008 to 24 Jul 2008)
• Jin Jiang

  IRN JXJ01379

  • CF30 Customer (4 Apr 2013 to 8 Dec 2019)

No changes recorded yet.