MMC Securities Limited

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• Complaints Contact

  1 Tower Place West

  Tower Place

  City of London

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402073571000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlo Magnani

  IRN CXM02202

  • [FCA CF] Significant management (31 Mar 2021 to 28 Oct 2024)
• Charles Simpson

  IRN CXS01718

  • CF30 Customer (16 Jan 2008 to 3 Jan 2012)
• Chi Hong Hum

  IRN CHH01018

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
  • CF1 Director (17 Apr 2018 to 8 Dec 2019)
• Christian Stuart James

  IRN CSJ01020

  • CF30 Customer (10 Nov 2017 to 8 Dec 2019)
• Christopher Marsh McGhee

  IRN CMM01084

  • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2005)
• Colin Hugh Lally

  IRN CXL01099

  • CF21 Investment Adviser (15 Jul 2002 to 30 Apr 2003)
• Damian Phillippe Hourquebie

  IRN DPH01095

  • CF30 Customer (3 Jan 2008 to 21 Apr 2008)
• David Edward Hamilton Ross

  IRN DER01054

  • CF30 Customer (20 Feb 2008 to 25 Apr 2008)
• David James Goodley

  IRN DJG01184

  • CF10 Compliance Oversight (5 Feb 2003 to 1 Dec 2006)
  • CF11 Money Laundering Reporting (5 Feb 2003 to 1 Dec 2006)
• David Paul Coles

  IRN DPC01052

  • CF30 Customer (3 Jan 2008 to 21 Apr 2008)

No changes recorded yet.