Colin Hugh Lally

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (9 Sep 2021 to 24 Jan 2024)
    • CF1 Director (AR) (9 Sep 2021 to 24 Jan 2024)
  • Duir Capital Limited (no longer approved here)

    FRN 949527

    • (2)Employed By (9 Sep 2021 to 24 Jan 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
  • MMC Securities Limited (no longer approved here)

    FRN 171459

    • CF21 Investment Adviser (15 Jul 2002 to 30 Apr 2003)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.