Mizuho International plc

Date authorised
1 April 2013
Companies House
01203696
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mizuho International plc
    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090
    Web
    https://www.mizuhogroup.com/emea

  • Complaints Contact

    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402072361090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yuzo Kanamori

    IRN YXK01095

    • (1238)[FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2022)
    • (1237)Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 31 Mar 2022)
    • (1233)SMF7 Group Entity Senior Manager (22 Jun 2018 to 9 Aug 2019)
    • (1234)CF30 Customer (1 Nov 2007 to 29 Aug 2009)
    • (1236)CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
    • (1235)CF22 Investment Adviser (Trainee) (3 Nov 2005 to 5 Dec 2005)
  • Yuzo Soda

    IRN YXS01130

    • (454)CF30 Customer (7 Nov 2008 to 2 Sep 2011)
  • Yves Soyfer

    IRN YXS01042

    • (428)CF30 Customer (1 Nov 2007 to 31 May 2011)
    • (429)CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
  • Zaheer Ahmed Zafar

    IRN ZAZ01001

    • (1075)[FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2023)
    • (1074)CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • Zahra Razak Peerbhoy

    IRN ZRP01001

    • (685)SMF6 Head of Key Business Areas (15 Nov 2017 to 28 Feb 2019)
  • Ze Rui Ow

    IRN ZXO76612

    • (1155)[FCA CF] Manager of certification employee (24 Aug 2021 to 9 Sep 2021)
    • (1154)[FCA CF] Client dealing (12 Sep 2016 to 9 Sep 2021)
  • Zi Xin Phang

    IRN ZXP00035

    • (221)[FCA CF] Client dealing (since 8 Mar 2024)
  • Zsombor Voros

    IRN ZXV37984

    • (244)[FCA CF] Client dealing (since 11 Apr 2023)
  • taif adams

    IRN TXA01470

    • (707)CF30 Customer (2 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (308)[FCA CF] Material risk taker

  2. controlled function added: (307)[FCA CF] Client dealing

  3. controlled function added: (306)[FCA CF] Manager of certification employee

  4. controlled function added: (305)[FCA CF] Client dealing

  5. controlled function added: (304)[FCA CF] Manager of certification employee

  6. controlled function added: (303)[FCA CF] Material risk taker

  7. controlled function added: (302)[FCA CF] Client dealing

  8. controlled function added: (301)[FCA CF] Client dealing

  9. controlled function added: (300)[FCA CF] Client dealing

  10. controlled function added: (299)[PRA CF] Significant risk taker or Material risk taker

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