Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 31 Mar 2022)
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2022)
- SMF7 Group Entity Senior Manager (22 Jun 2018 to 9 Aug 2019)
- CF30 Customer (1 Nov 2007 to 29 Aug 2009)
- CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Nov 2005 to 5 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.