Date authorised
15 December 1988
Companies House
FC004234
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +442070124000
  • Complaints Contact

    30 Old Bailey
    London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +442070124000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Masataka Hama

    IRN MXH01284

    • CF16 Significant Mgt (Desgntd Investment Business) (31 Mar 2002 to 26 Mar 2003)
  • Masato Horiguchi

    IRN MXH00775

    • [FCA CF] Manager of certification employee (27 Feb 2025 to 29 Apr 2025)
    • [FCA CF] Client dealing (7 Mar 2022 to 29 Apr 2025)
  • Masatoshi Hiraga

    IRN MXH03024

    • [FCA CF] Significant management (1 Apr 2019 to 11 Jul 2019)
    • [FCA CF] Material risk taker (1 Apr 2019 to 11 Jul 2019)
    • [FCA CF] Client dealing (1 Apr 2019 to 11 Jul 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Jul 2019)
    • SMF22 Other Local Responsibility (27 Jun 2016 to 31 Mar 2019)
  • Masatoshi Kaneko

    IRN MXK00591

    • [FCA CF] Material risk taker (26 Sep 2022 to 16 May 2024)
    • [FCA CF] Client dealing (26 Sep 2022 to 16 May 2024)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 16 May 2024)
    • [FCA CF] Significant management (26 Sep 2022 to 16 May 2024)
  • Masayuki Nakajima

    IRN MXN00303

    • [FCA CF] Client dealing (since 29 Mar 2023)
  • Masayuki Obara

    IRN MXO01231

    • CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2005 to 21 Sep 2006)
  • Masayuki Watanabe

    IRN MXW01982

    • CF30 Customer (26 Jan 2012 to 6 Mar 2016)
  • Massimiliano Martirani

    IRN MXM01336

    • CF21 Investment Adviser (31 Mar 2002 to 23 Jul 2002)
  • Matt Bidlake

    IRN MXB04360

    • [FCA CF] Client dealing (since 12 Mar 2026)
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
  • Matthew Allen Naber

    IRN MXN01108

    • [FCA CF] Client dealing (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Significant management (1 Apr 2019 to 1 Dec 2025)
    • SMF22 Other Local Responsibility (1 Oct 2018 to 31 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.