Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (1 Apr 2024 to 1 Dec 2025)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Manager of certification employee (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Client dealing (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Dec 2025)
    • [FCA CF] Significant management (1 Apr 2019 to 1 Dec 2025)
    • SMF22 Other Local Responsibility (1 Oct 2018 to 31 Mar 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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