Mizuho Bank, Ltd.

• Principal Place of Business

  30 Old Bailey

  London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070124000

  Web

  https://www.mizuhogroup.com/emea

• Complaints Contact

  30 Old Bailey

  London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070124000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• David Marquez

  IRN DXM44883

  • [FCA CF] Client dealing (25 Jun 2025 to 29 Sep 2025)
• David Norman Higgs

  IRN DNH01014

  • [FCA CF] Client dealing (7 Mar 2016 to 12 Oct 2020)
  • [FCA CF] Material risk taker (7 Mar 2016 to 12 Oct 2020)
• David Owen Woosnam

  IRN DXW79419

  • [FCA CF] Client dealing (27 Jan 2023 to 22 Dec 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 24 Dec 2021)
• David Richard Simon Yeoman

  IRN DRY01011

  • [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Oct 2021)
  • [FCA CF] Material risk taker (1 Apr 2019 to 11 Oct 2021)
  • [FCA CF] Significant management (1 Apr 2019 to 11 Oct 2021)
  • [FCA CF] Client dealing (1 Apr 2019 to 11 Oct 2021)
  • SMF22 Other Local Responsibility (29 Jul 2016 to 31 Mar 2019)
  • CF30 Customer (3 Jul 2008 to 6 Mar 2016)
• David Richard Simonson

  IRN DRS01174

  • [FCA CF] Client dealing (since 20 Jan 2025)
  • [FCA CF] Material risk taker (since 20 Jan 2025)
  • [FCA CF] Manager of certification employee (since 20 Jan 2025)
• David Scott Ganis

  IRN DSG01023

  • CF26 Customer Trading (31 Mar 2002 to 3 Oct 2005)
• Dean Bates

  IRN DXB01933

  • [FCA CF] Client dealing (since 11 Oct 2022)
• Debbie Emmanuel

  IRN DXE79500

  • [FCA CF] Manager of certification employee (1 Apr 2024 to 23 Sep 2024)
  • [FCA CF] Material risk taker (19 Nov 2021 to 12 Sep 2022)
  • [FCA CF] Client dealing (7 Mar 2020 to 23 Sep 2024)
• Deborah Lucy Lipman Cohen

  IRN DLC01059

  • CF30 Customer (1 Nov 2007 to 25 Jul 2014)
  • CF23 Corporate Finance Adviser (5 Sep 2005 to 31 Oct 2007)
• Deepak Kumar Dashore

  IRN DXD01638

  • [FCA CF] Client dealing (since 17 Jan 2018)

No changes recorded yet.