David Richard Simon Yeoman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (29 Jul 2019 to 11 Oct 2021)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- [FCA CF] Significant management (1 Apr 2019 to 11 Oct 2021)
- [FCA CF] Client dealing (1 Apr 2019 to 11 Oct 2021)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 11 Oct 2021)
- [FCA CF] Material risk taker (1 Apr 2019 to 11 Oct 2021)
- SMF22 Other Local Responsibility (29 Jul 2016 to 31 Mar 2019)
- CF30 Customer (3 Jul 2008 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (22 Nov 2007 to 5 Feb 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.