Date authorised
1 April 2013
Companies House
04395895
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600
  • Complaints Contact

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hiromichi Takeuchi

    IRN HXT01228

    • CF1 Director (9 Jul 2013 to 1 Jul 2016)
    • CF3 Chief Executive (9 Jul 2013 to 1 Jul 2016)
    • CF2 Non Executive Director (31 Oct 2012 to 9 Jul 2013)
  • Hiroshi Hayakawa

    IRN HXH01048

    • CF26 Customer Trading
    • CF29 Significant management (29 Oct 2010 to 28 Feb 2014)
    • CF30 Customer (1 Apr 2008 to 28 Feb 2014)
    • CF1 Director (1 Apr 2008 to 20 Jul 2010)
  • Hiroshi Nakayama

    IRN HXN01145

    • CF30 Customer (15 Aug 2011 to 8 Feb 2013)
  • Hiroyuki Aoyagi

    IRN HXA01603

    • CF3 Chief Executive (1 Jul 2016 to 6 Aug 2018)
    • CF1 Director (1 Jul 2016 to 6 Aug 2018)
  • Huaiguo Xu

    IRN HXX00010

    • [FCA CF] Client dealing (since 27 Mar 2025)
  • Ian Penney

    IRN IXP01099

    • CF30 Customer (1 Apr 2015 to 12 Feb 2016)
  • Ibrahim Halil Ulusal

    IRN IHU01001

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 1 Oct 2024)
    • [FCA CF] Proprietary trader (since 28 Mar 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Jack Roy Exley

    IRN JRE01077

    • [FCA CF] Proprietary trader (since 4 Mar 2024)
    • [FCA CF] Client dealing (since 4 Mar 2024)
  • Jacob Kaye

    IRN JXK02161

    • [FCA CF] Proprietary trader (since 18 Nov 2024)
    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Client dealing (4 Jan 2021 to 7 Mar 2022)
    • [FCA CF] Proprietary trader (4 Jan 2021 to 7 Mar 2022)
    • CF30 Customer (5 Jun 2017 to 25 Oct 2019)
  • James Peter Shaw

    IRN JPS01236

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.