Date authorised
1 April 2013
Companies House
04395895
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600
  • Complaints Contact

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Charles Bursnell

    IRN TXB01557

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (30 Oct 2013 to 8 Dec 2019)
  • Toby Galloway Webber

    IRN TGW01035

    • CF30 Customer (8 Apr 2008 to 24 Jun 2010)
  • Toshifumi Hatanka

    IRN TXH00213

    • SMF24 Chief Operations (since 28 Nov 2025)
    • SMF3 Executive Director (12 Nov 2021 to 28 Nov 2025)
  • Toshihiro Kawashima

    IRN TXK01202

    • CF2 Non Executive Director (9 Jul 2013 to 1 Nov 2016)
  • Tsuguo Kato

    IRN TXK01314

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Apr 2021)
    • CF2 Non Executive Director (19 Apr 2016 to 8 Dec 2019)
    • CF1 Director (30 Jul 2010 to 19 Apr 2016)
  • Tsuyoshi Takiguchi

    IRN TXT01219

    • CF1 Director (1 Apr 2008 to 10 May 2010)
  • Wei Li Tan

    IRN WXT23800

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 11 Oct 2021)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • William Furness

    IRN WXF00050

    • [FCA CF] Proprietary trader (since 7 Mar 2022)
    • [FCA CF] Client dealing (since 7 Mar 2022)
  • William Henry Simon John

    IRN WHJ01014

    • CF21 Investment Adviser
    • CF30 Customer (1 Apr 2008 to 2 Feb 2010)
  • William Richard Thomas

    IRN WRT01021

    • CF30 Customer (1 Apr 2015 to 31 Dec 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.