Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenichi Ihara

  IRN KXI01029

  • CF8 Apportionment and Oversight (1 Apr 2005 to 4 Jun 2007)
  • CF3 Chief Executive (1 Apr 2005 to 4 Jun 2007)
• Kenichi Miyanaga

  IRN KXM01665

  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2017 to 1 Apr 2021)
• Kenji Takayanagi

  IRN KXT01181

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
  • CF26 Customer Trading (26 Mar 2003 to 31 Mar 2005)
• Kenta Tanaka

  IRN KXT00054

  • [FCA CF] Client dealing (26 Feb 2024 to 31 Mar 2026)
• Kentaro Miura

  IRN KXM34972

  • [FCA CF] Proprietary trader (7 Apr 2020 to 1 Apr 2021)
  • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2020 to 1 Apr 2021)
  • [FCA CF] Material risk taker (7 Apr 2020 to 1 Apr 2021)
  • [FCA CF] Manager of certification employee (7 Apr 2020 to 1 Apr 2021)
  • [FCA CF] Client dealing (21 Feb 2018 to 1 Apr 2021)
• Kentaro Nakano

  IRN KXN01050

  • CF26 Customer Trading (11 Jan 2002 to 24 Jan 2006)
• Kevin David Norris

  IRN KDN01003

  • [FCA CF] Client dealing (since 9 Aug 2022)
• Kinya Okauchi

  IRN KXO01086

  • CF1 Director (24 Sep 2009 to 1 Apr 2012)
  • CF3 Chief Executive (25 Jun 2002 to 29 Mar 2004)
  • CF8 Apportionment and Oversight (25 Jun 2002 to 29 Mar 2004)
• Ko Sato

  IRN KXS00759

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Koichi Otsuka

  IRN KXO00164

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2025 to 1 Apr 2026)

No changes recorded yet.