Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hiroshi Kakegawa

  IRN HXK01031

  • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Jun 2002)
  • CF3 Chief Executive (1 Dec 2001 to 25 Jun 2002)
• Hiroshi Kubota

  IRN HXK00243

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
• Hiroshi Nakazawa

  IRN HXN00050

  • SMF19 Head of Overseas Branch/Head of Overseas (25 Mar 2022 to 31 Mar 2024)
• Hirosuke Kimoto

  IRN HXK00292

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
• Hiroyuki Bando

  IRN HXB01319

  • CF30 Customer (28 Feb 2011 to 2 Apr 2013)
• Hiroyuki Kansaku

  IRN HXK00259

  • Director of firm who is not a certification employee or a SMF manager (since 26 Jun 2024)
• Hisashi Ito

  IRN HXI01078

  • CF3 Chief Executive (10 May 2010 to 22 May 2012)
• Hisashi Kanamori

  IRN HXK01138

  • Director of firm who is not a certification employee or a SMF manager (5 Apr 2018 to 1 Apr 2022)
  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 5 Apr 2018)
  • CF3 Chief Executive (5 Jun 2015 to 6 Mar 2016)
  • CF26 Customer Trading (27 Sep 2004 to 3 Oct 2005)
• Ian Javier Gunn

  IRN IJG01052

  • [FCA CF] Client dealing (since 11 May 2018)
• Iwao Nagashima

  IRN IXN01027

  • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
  • CF26 Customer Trading (2 Dec 2003 to 2 Apr 2007)

No changes recorded yet.