Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tadashi Nakajima

  IRN TXN00063

  • [FCA CF] Material risk taker (since 4 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 4 Apr 2022)
• Tadateru Kimura

  IRN TXK01053

  • CF26 Customer Trading (1 Dec 2001 to 11 Nov 2003)
• Takafumi Ihara

  IRN TXI01031

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
  • SMF19 Head of Overseas Branch/Head of Overseas (16 Apr 2018 to 1 Apr 2020)
• Takahiko Nishida

  IRN TXN00147

  • [PRA CF] Significant risk taker or Material risk taker (since 21 Oct 2025)
  • [FCA CF] Material risk taker (since 21 Oct 2025)
• Takahisa Matsubayashi

  IRN TXM00673

  • [FCA CF] Client dealing (since 14 Jul 2025)
• Takashi Arai

  IRN TXA01190

  • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
  • CF26 Customer Trading (15 Sep 2006 to 31 Oct 2007)
• Takatoshi Nagai

  IRN TXN01097

  • SMF22 Other Local Responsibility (1 Apr 2023 to 31 Mar 2025)
• Takayuki Yasuda

  IRN TXY01089

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 1 Apr 2025)
  • CF3 Chief Executive (10 Apr 2012 to 8 Jun 2015)
• Takehiro Kohara

  IRN TXK01215

  • CF30 Customer (1 Nov 2007 to 24 Nov 2009)
  • CF26 Customer Trading (16 Mar 2006 to 31 Oct 2007)
• Takeyuki Suzumi

  IRN TXS04051

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2024)

No changes recorded yet.