Mitsubishi UFJ Asset Management (UK) Ltd.

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +442087131385

  Web

  https://www.uk.am.mufg.jp

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +442087131346

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Junichi Narikawa

  IRN JXN01390

  • CF2 Non Executive Director (26 Jun 2013 to 1 Jun 2017)
• Junichiro Taguchi

  IRN JXT00683

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2024 to 1 Apr 2025)
• Junya Miyajima

  IRN JXM00656

  • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
• Kaoru Wachi

  IRN KXW01428

  • CF2 Non Executive Director (26 Aug 2011 to 28 Jun 2012)
• Katsumi Waki

  IRN KXW01196

  • CF1 Director (14 Jan 2002 to 4 Mar 2005)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2002 to 4 Mar 2005)
  • CF8 Apportionment and Oversight (14 Jan 2002 to 4 Mar 2005)
  • CF3 Chief Executive (1 Dec 2001 to 4 Mar 2005)
• Kazuhiro Nakai

  IRN KXN01356

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
  • CF30 Customer (4 May 2017 to 8 Dec 2019)
• Kei Takizawa

  IRN KXT01388

  • CF30 Customer (21 Feb 2013 to 13 Jan 2017)
• Keisuke Koriyama

  IRN KXK02083

  • [FCA CF] Material risk taker (19 Dec 2019 to 4 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2024)
  • CF30 Customer (6 Apr 2018 to 8 Dec 2019)
• Keisuke Ozawa

  IRN KXO00169

  • [FCA CF] Client dealing (since 4 Jul 2025)
• Keitaro Furukawa

  IRN KXF01160

  • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
  • CF27 Investment Management (23 Jan 2007 to 31 Oct 2007)

No changes recorded yet.