Mitsubishi UFJ Asset Management (UK) Ltd.

Date authorised
1 April 2013
Companies House
01842259
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442087131385
    Web
    https://www.uk.am.mufg.jp

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442087131346

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenichi Kawano

    IRN KXK01866

    • CF30 Customer (30 Jun 2015 to 3 Jan 2018)
  • Kenichi Nomura

    IRN KXN01084

    • SMF1 Chief Executive (1 Jul 2022 to 1 Jul 2025)
    • SMF3 Executive Director (1 Jul 2022 to 1 Jul 2025)
  • Kenji Nakai

    IRN KXN01196

    • CF3 Chief Executive (14 Oct 2011 to 2 Dec 2013)
    • CF29 Significant management (14 Oct 2011 to 2 Dec 2013)
    • CF1 Director (14 Oct 2011 to 2 Dec 2013)
  • Ko Hatazawa

    IRN KXH01529

    • CF30 Customer (23 Dec 2010 to 18 Feb 2013)
  • Masahiro Kato

    IRN MXK02894

    • CF30 Customer (12 Jan 2018 to 30 May 2019)
  • Masahiro Nakai

    IRN MXN22673

    • SMF3 Executive Director (24 Jan 2020 to 1 Jul 2022)
    • SMF1 Chief Executive (24 Jan 2020 to 1 Jul 2022)
  • Masakazu Osawa

    IRN MXO01630

    • CF2 Non Executive Director (3 Sep 2015 to 1 Jun 2017)
  • Masanori Saito

    IRN MXS13430

    • CF2 Non Executive Director (19 Jun 2019 to 8 Dec 2019)
  • Masao Hasegawa

    IRN MXH01704

    • CF2 Non Executive Director (27 May 2004 to 20 Jul 2005)
  • Masao Tsuji

    IRN MXT01222

    • CF1 Director (1 Dec 2001 to 21 Dec 2001)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 21 Dec 2001)
    • CF3 Chief Executive (1 Dec 2001 to 21 Dec 2001)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Dec 2001)
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Recent activity

Updates to this firm's record on the FCA register.

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