Mirabella Financial Services LLP

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FRN: 415559
Date authorised: 1 April 2013
Companies House: OC309035
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

A C A Global

11 Strand

London

Westminster

WC2N 5HR

UNITED KINGDOM

Phone

+442070420510

Web

https://www.acaglobal.com
Complaints Contact

A C A Global

11 Strand

London

Westminster

WC2N 5HR

UNITED KINGDOM

Phone

+442070420510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Bradley
IRN JCB01144
- CF30 Customer (24 Apr 2015 to 2 Jun 2016)
John Brian Aylward
IRN JBA01027
- CF30 Customer (18 Aug 2016 to 31 Dec 2018)
John Caldicott Williams
IRN JCW01145
- CF30 Customer (2 Aug 2012 to 21 Nov 2013)
- CF1 Director (AR) (2 Aug 2012 to 21 Nov 2013)
John Charles Mould
IRN JCM01213
- CF30 Customer (18 Mar 2016 to 1 Sep 2017)
John Cole
IRN JXC02653
- CF1 Director (AR) (2 May 2014 to 27 May 2015)
- CF30 Customer (2 May 2014 to 27 May 2015)
John Convery
IRN JXC01806
- CF4 Partner (AR) (21 Dec 2012 to 11 Sep 2013)
- CF30 Customer (21 Dec 2012 to 11 Sep 2013)
John Craven
IRN WJC01039
- CF4 Partner (AR) (9 Nov 2010 to 4 Jan 2011)
- CF30 Customer (1 Nov 2010 to 4 Jan 2011)
John Liam Cobbledick
IRN JLC01178
- CF30 Customer (14 Jun 2017 to 6 Nov 2018)
John McKenzie Clemes
IRN JMC01381
- CF30 Customer (15 Mar 2013 to 7 Nov 2013)
- CF1 Director (AR) (15 Mar 2013 to 7 Nov 2013)
John Paleomylites
IRN JXP01659
- CF30 Customer (8 Dec 2017 to 18 Sep 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

EM-Quest Capital LLP (no longer appointed)
FRN 550061 · Appointed 6 May 2011 · Until 1 Dec 2011 · Tied agent
Queensbridge Associates Ltd (no longer appointed)
FRN 547512 · Appointed 15 Apr 2011 · Until 22 Aug 2011
OVINGTON CAPITAL MANAGEMENT LLP (no longer appointed)
FRN 537006 · Appointed 3 Dec 2010 · Until 18 Jul 2011
Imperial Investment Management LLP (no longer appointed)
FRN 535287 · Appointed 8 Nov 2010 · Until 4 Jan 2011
Smith Square Partners LLP (no longer appointed)
FRN 534365 · Appointed 26 Oct 2010 · Until 4 Jan 2011
Lux Finance Limited (no longer appointed)
FRN 532216 · Appointed 23 Sep 2010 · Until 14 Jul 2011
Peakside Advisors Ltd (no longer appointed)
FRN 528216 · Appointed 20 Jul 2010 · Until 7 Feb 2011
Insetco Capital Markets Ltd (no longer appointed)
FRN 527945 · Appointed 15 Jul 2010 · Until 30 Nov 2011
Caird Capital LLP (no longer appointed)
FRN 525684 · Appointed 10 Jun 2010 · Until 16 Nov 2010
Maycastle Energy Partners LLP (no longer appointed)
FRN 523843 · Appointed 14 May 2010 · Until 9 Aug 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.