Date authorised
1 April 2013
Companies House
02258855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442074882345
  • Complaints Contact

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442070312334

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Phillip Perry

    IRN NPP01025

    • SMF3 Executive Director (since 21 Oct 2022)
  • Nicholas Paul Summers

    IRN NPS01050

    • CF1 Director (AR) (31 Dec 2018 to 5 Jul 2019)
    • CF1 Director (14 Jan 2005 to 19 Jun 2019)
  • Nicholas Stephen Leland Lyons

    IRN NSL01010

    • SMF9 Chair of the Governing Body (25 Feb 2021 to 28 Mar 2024)
  • Nigel Iain Brooks

    IRN NIB01014

    • CF1 Director (21 Feb 2011 to 10 May 2013)
  • Patrick John Witham

    IRN PJW01244

    • CF1 Director (14 Jan 2005 to 2 Jan 2012)
  • Paul Folwell

    IRN PXF01452

    • CF1 Director (31 Jan 2016 to 1 Sep 2017)
  • Peter Ross Barber

    IRN PRB01136

    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Richard Edward Gospage

    IRN REG01053

    • CF1 Director (14 Jan 2005 to 19 Jun 2019)
  • Robert Jeffrey Alexander

    IRN RJA01118

    • SMF3 Executive Director (9 Dec 2019 to 17 Oct 2022)
    • CF1 Director (AR) (4 Jan 2019 to 5 Jul 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2022)
    • Responsible for Insurance Mediation (28 Aug 2014 to 30 Sep 2018)
    • CF1 Director (29 Apr 2009 to 8 Dec 2019)
  • Robert William Best

    IRN RWB01144

    • CF1 Director (10 Feb 2011 to 1 Mar 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.