Date authorised
1 April 2013
Companies House
02258855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442074882345
  • Complaints Contact

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442070312334

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon James Parsliffe

    IRN SJP01314

    • CF1 Director (AR) (5 Dec 2018 to 26 Feb 2019)
    • CF1 Director (2 Feb 2009 to 26 Feb 2019)
    • CF3 Chief Executive (2 Feb 2009 to 26 Feb 2019)
    • CF8 Apportionment and Oversight (2 Feb 2009 to 31 Mar 2009)
  • Thomas Hughes

    IRN TXH01565

    • CF1 Director (AR) (6 Dec 2018 to 26 Feb 2019)
    • CF1 Director (4 Jun 2013 to 26 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.