Date authorised
1 April 2013
Companies House
OC312897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400
  • Complaints Contact

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damien Kaine Fisher

    IRN DKF01017

    • [FCA CF] Algorithmic trading (since 2 Feb 2023)
    • [FCA CF] Client dealing (since 14 Feb 2022)
    • CF30 Customer (8 Jul 2013 to 30 Jun 2015)
  • Damien McCaughley

    IRN DAM01202

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Daniel Avery

    IRN DXA01409

    • [FCA CF] Client dealing (4 Nov 2020 to 31 May 2024)
  • Daniel Collin

    IRN DXC01984

    • CF30 Customer (22 Apr 2013 to 31 Jul 2015)
  • Daniel Eriksson

    IRN DXE01246

    • CF30 Customer (8 Jun 2012 to 30 Apr 2013)
  • Daniel Escobar Schuster

    IRN DXE01186

    • [FCA CF] Client dealing (26 Apr 2021 to 25 Sep 2023)
  • Daniel Everett

    IRN DXE00222

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Daniel Farraway

    IRN DXF00239

    • [FCA CF] Client dealing (28 Oct 2022 to 18 Nov 2025)
  • Daniel Friedman

    IRN DXF01357

    • SMF27 Partner (4 Dec 2024 to 23 Mar 2026)
    • [FCA CF] Client dealing (13 Mar 2024 to 17 Oct 2024)
  • Daniel Guertin

    IRN DXG00245

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.