Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 25 Jan 2019)
    • [FCA CF] Manager of certification employee (5 Jul 2017 to 6 Dec 2018)
    • [FCA CF] Client dealing (16 Jun 2017 to 6 Dec 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Nov 2007 to 8 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.