Date authorised
1 April 2013
Companies House
OC312897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400
  • Complaints Contact

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Bodinier

    IRN TXB62467

    • [FCA CF] Client dealing (since 12 Mar 2026)
  • Thomas Bonijol

    IRN TEB01057

    • [FCA CF] Client dealing (12 Apr 2022 to 4 Sep 2024)
  • Thomas Bosancic

    IRN TXB00624

    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Thomas Dearden

    IRN TXD00092

    • [FCA CF] Client dealing (since 8 Oct 2020)
  • Thomas Edward Ungi

    IRN TEU01000

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (25 Sep 2006 to 31 Oct 2007)
  • Thomas Geoffrey Kwo Wei Hwang

    IRN TGH01043

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • Thomas George Arnold

    IRN TGA01018

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Thomas George Downie

    IRN TGD01017

    • CF26 Customer Trading (20 Feb 2006 to 16 Mar 2006)
  • Thomas Gordon Richard McFadyen

    IRN TXM00625

    • [FCA CF] Client dealing (since 24 Mar 2026)
  • Thomas Holm

    IRN TOH01008

    • [FCA CF] Client dealing (9 Jun 2023 to 21 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.